SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/17/2018
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3. Issuer Name and Ticker or Trading Symbol
VERRA MOBILITY Corp
[ VRRM ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Class A common stock, par value $0.0001 per share |
1,646,546 |
D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class F common stock, par value $0.0001 per share |
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Class A common stock, par value $0.00001 per share |
1,893,798 |
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D
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Warrants to purchase Class A common stock |
11/16/2018 |
10/17/2023 |
Class A common stock, par value $0.0001 per share |
2,611,205 |
11.5 |
D
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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1. Name and Address of Reporting Person*
C/O PLATINUM EQUITY ADVISORS, LLC |
360 NORTH CRESCENT DRIVE, SOUTH BUILDING |
(Street)
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Explanation of Responses: |
Remarks: |
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See Exhibit 99.1 - Signatures |
10/19/2018 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24.1
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and
appoints Mary Ann Sigler as the undersigned's true and lawful attorney-in-fact,
with full power of substitution, for and in the name, place and stead of the
undersigned, in any and all capacities, to:
(1) prepare and execute for and on behalf of the undersigned Forms 3, 4, and 5
in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder, including any joint filing agreement thereunder, and do and
perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4, or 5, or
complete and execute any amendment or amendments thereto;
(2) prepare and execute for and on behalf of the undersigned reports of
ownership on Schedule 13D or 13G under the Securities Exchange Act of 1934 and
the rules thereunder, including any joint filing agreement thereunder, and do
and perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such reports or schedules,
and complete and execute any amendment or amendments thereto; and
(3) timely file such forms with the U.S. Securities and Exchange Commission and
any stock exchange or similar authority, and to take any other action of any
type whatsoever in connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents executed by
such attorney-in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions as
such attorney-in-fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform each and every act and thing requisite and necessary to be
done in and about the premises, as fully to all intents and purposes as she
might or could do in person, hereby ratifying and confirming all that said
attorney- in-fact, or her substitute or substitutes, may lawfully do or cause to
be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of October, 2018.
Tom Gores
/s/ Tom Gores
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Exhibit 99.1
PE GREENLIGHT HOLDINGS, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: President and Treasurer
PLATINUM EQUITY CAPITAL PARTNERS IV, L.P.
By: Platinum Equity Partners IV, L.P.,
Its: General Partner
By: Platinum Equity Partners IV, LLC,
Its: General Partner
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Vice President and Treasurer
PLATINUM EQUITY PARTNERS IV, L.P.
By: Platinum Equity Partners IV, LLC,
Its: General Partner
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Vice President and Treasurer
PLATINUM EQUITY PARTNERS IV, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Vice President and Treasurer
PLATINUM EQUITY INVESTMENT HOLDINGS IV, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Vice President and Treasurer
PLATINUM EQUITY INVESTMENT HOLDINGS IV MANAGER, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: President
PLATINUM EQUITY INVESTCO, L.P.
By: Platinum Equity Investment Holdings IC (Cayman), LLC
Its: General Partner
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: President
PLATINUM EQUITY INVESTMENT HOLDINGS IC (CAYMAN), LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: President
PLATINUM INVESTCO, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: President
PLATINUM EQUITY, LLC
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Executive Vice President, Chief Financial Officer and Treasurer
TOM GORES
By: /s/ Mary Ann Sigler
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Name: Mary Ann Sigler
Title: Attorney-in-Fact